Regulatory Reporting

Clear, compliant and consistent reporting across every jurisdiction you operate in.

We provide full-service regulatory reporting solutions for funds, asset managers and financial institutions worldwide. With deep technical knowledge and a global team, we deliver accurate, timely and compliant reports — ensuring you meet obligations and maintain stakeholder confidence.

Marco-van-Empel

Regulatory reporting is about precision, consistency and trust. At DM, every filing is prepared and reviewed by a team of seasoned specialists who understand the detail and the deadlines. We combine deep technical knowledge with a hands-on approach, ensuring our clients remain compliant and confident — no matter how complex the requirements or how busy the reporting season.’

 

Marco van Empel , Managing Director, Netherlands

Core Strengths

Deep Technical
Knowledge

 

Expertise across UCITS, AIFMD, MMFR, Form PF, Annex IV and other global frameworks, supported by local market insight.

Proven Industry
Experience

 

Our qualified accountants and industry specialists have extensive experience preparing and reviewing regulatory reports for complex investment structures.

Commitment
to Quality

 

Our processes are independently verified under ISAE3402 Type II report. Every filing is delivered to the highest standard, ensuring accuracy and reliability.

Doing More

to Simplify Complexity

We combine global scale with local expertise, providing flexible solutions tailored to each client’s needs. Whether outsourced or insourced, we help you stay ahead of evolving regulations and reduce the burden of compliance.

EU, UK & Offshore/International Regulatory Filings

Multi-regime compliance across EU, UK and offshore/international supervisory frameworks

Delivery of multi-jurisdictional regulatory filings, supporting compliance with EU, UK and other international/crossborder regulatory requirements

  • MMIF, NAV, MMM (IE CBI)
  • S1.3, S2.13, S1.6, S2.2, TPTOBS (LU BCL)
  • MSR, MESREP, CFI, BSI (NL DNB)
  • CIS_SUP, CIS_AIF, QS (BE FSMA)
  • AIFMD Annex IV (EU / UK NPPR)
  • MMFR (EU NCAs)
  • FAR (KY CIMA)
Investor / Fund Reporting

Consistent, transparent reporting for investors and stakeholders

Production of investor and fund reporting outputs, delivering transparent, consistent and decision-useful information

  • Portfolio concentration / allocation
  • Performance
  • Risk exposure
  • IFR / IFS
Pension Fund Reporting

Specialist reporting for pension funds

Delivery of specialist reporting aligned to pension fund regulatory frameworks, focusing on asset-level data, disclosures and mandate reporting

  • FTK / WTP (NL DNB)
  • PPI (NL DNB)
  • ECB Pension Fund Statistical Reporting (IE CBI)
  • SORP-aligned reporting support (UK)
  • Mandate-level and portfolio reporting for pension funds (such as NL RJ 610)
  • Underlying data and disclosures supporting trustee reporting
US Regulatory Filings

End-to-end support for SEC, CFTC and US regulatory reporting obligations

Preparation and submission of US regulatory filings in line with SEC / CFTC and related requirements

  1. Form PF (SEC/CFTC)
  2. CPO-PQR (CFTC)
  3. Form ADV* (SEC)
  4. Form 13F (SEC)

* Limited to financial metrics calculations and fund static data

Solvency & ESG

Structured disclosures across solvency, cost and sustainability frameworks

Delivery of solvency, cost and ESG disclosures aligned to regulatory and industry frameworks

  • TPT and QRT
  • Custom look-through reports (multi-layer structures)
  • CTI
  • MiFID cost
  • Ongoing charges calculations (incl. look-through)
  • VAG (DE)
  • SFDR Annex IV & V
  • PAI Statements (Annex I)
  • CSSF SFDR
Product Offering/Investor Disclosures

End-to-end production of investor disclosure documents and data templates

Preparation and controlled production of product disclosure documents and data templates, supporting compliance with PRIIPs, UCITS and UK investor disclosure requirements

  • PRIIPs KID
  • UCITS KIID
  • UK CCI
  • EPT / EMT / EET
  • CEPT / DCPT / FVPT

Meet The Experts